The Text-to-SQL task, aiming to translate the natural language of the questions into SQL queries, has drawn much attention recently. One of the most challenging problems of Text-to-SQL is how to generalize the trained model to the unseen database schemas, also known as the cross-domain Text-to-SQL task. The key lies in the generalizability of (i) the encoding method to model the question and the database schema and (ii) the question-schema linking method to learn the mapping between words in the question and tables/columns in the database schema. Focusing on the above two key issues, we propose a \emph{Structure-Aware Dual Graph Aggregation Network} (SADGA) for cross-domain Text-to-SQL. In SADGA, we adopt the graph structure to provide a unified encoding model for both the natural language question and database schema. Based on the proposed unified modeling, we further devise a structure-aware aggregation method to learn the mapping between the question-graph and schema-graph. The structure-aware aggregation method is featured with \emph{Global Graph Linking}, \emph{Local Graph Linking} and \emph{Dual-Graph Aggregation Mechanism}. We not only study the performance of our proposal empirically but also achieved 3rd place on the challenging Text-to-SQL benchmark Spider at the time of writing.

Text-to-SQL tasks have gained attractive improvements since the release of ChatGPT. Among them, agent-based frameworks have been widely used in this field. However, the impact of data-centric strategies on text-to-SQL tasks has rarely been explored. In this paper, we systemically design a fully automated data-centric pipeline for text-to-SQL tasks, including \emph{adaptive data repair}, which can automatically find and fix errors in the training dataset; and \emph{error data augmentation}, where we specifically diffuse and enhance erroneous data predicted by the initially trained models. Meanwhile, we propose a Multi-Model collaboration training schema, aiming to train multiple models with different augmented data, enabling them to possess distinct capabilities and work together to complement each other, because it has been found that the capability of a single fine-tuned model is very limited. Furthermore, we utilize an ensemble strategy to integrate the capabilities of multiple models to solve a multiple-choice question, aiming to further improve the accuracy of text-to-SQL tasks. The experiment results and ablation study have demonstrated the effectiveness of data-centric pipeline and Multi-Model(MM) interactive iterative strategies, achieving first place in lightweight text-to-SQL models (within 70B).

Despite the significant advancements of self-play fine-tuning (SPIN), which can transform a weak large language model (LLM) into a strong one through competitive interactions between models of varying capabilities, it still faces challenges in the Text-to-SQL task. SPIN does not generate new information, and the large number of correct SQL queries produced by the opponent model during self-play reduces the main model's ability to generate accurate SQL queries. To address this challenge, we propose a new self-play fine-tuning method tailored for the Text-to-SQL task, called SPFT-SQL. Prior to self-play, we introduce a verification-based iterative fine-tuning approach, which synthesizes high-quality fine-tuning data iteratively based on the database schema and validation feedback to enhance model performance, while building a model base with varying capabilities. During the self-play fine-tuning phase, we propose an error-driven loss method that incentivizes incorrect outputs from the opponent model, enabling the main model to distinguish between correct SQL and erroneous SQL generated by the opponent model, thereby improving its ability to generate correct SQL. Extensive experiments and in-depth analyses on six open-source LLMs and five widely used benchmarks demonstrate that our approach outperforms existing state-of-the-art (SOTA) methods.

This paper introduces text-2-SQL-4-PM, a bilingual (Portuguese-English) benchmark dataset designed for the text-to-SQL task in the process mining domain. Text-to-SQL conversion facilitates natural language querying of databases, increasing accessibility for users without SQL expertise and productivity for those that are experts. The text-2-SQL-4-PM dataset is customized to address the unique challenges of process mining, including specialized vocabularies and single-table relational structures derived from event logs. The dataset comprises 1,655 natural language utterances, including human-generated paraphrases, 205 SQL statements, and ten qualifiers. Methods include manual curation by experts, professional translations, and a detailed annotation process to enable nuanced analyses of task complexity. Additionally, a baseline study using GPT-3.5 Turbo demonstrates the feasibility and utility of the dataset for text-to-SQL applications. The results show that text-2-SQL-4-PM supports evaluation of text-to-SQL implementations, offering broader applicability for semantic parsing and other natural language processing tasks.

Estimating the confidence of large language model (LLM) outputs is essential for real-world applications requiring high user trust. Black-box uncertainty quantification (UQ) methods, relying solely on model API access, have gained popularity due to their practical benefits. In this paper, we examine the implicit assumption behind several UQ methods, which use generation consistency as a proxy for confidence, an idea we formalize as the consistency hypothesis. We introduce three mathematical statements with corresponding statistical tests to capture variations of this hypothesis and metrics to evaluate LLM output conformity across tasks. Our empirical investigation, spanning 8 benchmark datasets and 3 tasks (question answering, text summarization, and text-to-SQL), highlights the prevalence of the hypothesis under different settings. Among the statements, we highlight the `Sim-Any' hypothesis as the most actionable, and demonstrate how it can be leveraged by proposing data-free black-box UQ methods that aggregate similarities between generations for confidence estimation. These approaches can outperform the closest baselines, showcasing the practical value of the empirically observed consistency hypothesis.

Recent advancements in large language models (LLMs) have significantly improved performance on the Text-to-SQL task. However, prior approaches typically rely on static, pre-processed database information provided at inference time, which limits the model's ability to fully understand the database contents. Without dynamic interaction, LLMs are constrained to fixed, human-provided context and cannot autonomously explore the underlying data. To address this limitation, we propose SDE-SQL, a framework that enables large language models to perform self-driven exploration of databases during inference. This is accomplished by generating and executing SQL probes, which allow the model to actively retrieve information from the database and iteratively update its understanding of the data. Unlike prior methods, SDE-SQL operates in a zero-shot setting, without relying on any question-SQL pairs as in-context demonstrations. When evaluated on the BIRD benchmark with Qwen2.5-72B-Instruct, SDE-SQL achieves an 8.02% relative improvement in execution accuracy over the vanilla Qwen2.5-72B-Instruct baseline, establishing a new state-of-the-art among methods based on open-source models without supervised fine-tuning (SFT) or model ensembling. Moreover, with SFT, the performance of SDE-SQL can be further enhanced, yielding an additional 0.52% improvement.

Converting natural language (NL) questions into SQL queries, referred to as Text-to-SQL, has emerged as a pivotal technology for facilitating access to relational databases, especially for users without SQL knowledge. Recent progress in large language models (LLMs) has markedly propelled the field of natural language processing (NLP), opening new avenues to improve text-to-SQL systems. This study presents a systematic review of LLM-based text-to-SQL, focusing on four key aspects: (1) an analysis of the research trends in LLM-based text-to-SQL; (2) an in-depth analysis of existing LLM-based text-to-SQL techniques from diverse perspectives; (3) summarization of existing text-to-SQL datasets and evaluation metrics; and (4) discussion on potential obstacles and avenues for future exploration in this domain. This survey seeks to furnish researchers with an in-depth understanding of LLM-based text-to-SQL, sparking new innovations and advancements in this field.

The advancements of Large language models (LLMs) have provided great opportunities to text-to-SQL tasks to overcome the main challenges to understand complex domain information and complex database structures in business applications. In this paper, we propose a meta-aware learning framework to integrate domain knowledge, database schema, chain-of-thought reasoning processes, and metadata relationships to improve the SQL generation quality. The proposed framework includes four learning strategies: schema-based learning, Chain-of-Thought (CoT) learning, knowledge-enhanced learning, and key information tokenization. This approach provides a comprehensive understanding of database structure and metadata information towards LLM through fine-tuning to improve its performance on SQL generation within business domains. Through two experimental studies, we have demonstrated the superiority of the proposed methods in execution accuracy, multi-task SQL generation capability, and reduction of catastrophic forgetting.

Although multi-agent collaborative Large Language Models (LLMs) have achieved significant breakthroughs in the Text-to-SQL task, their performance is still constrained by various factors. These factors include the incompleteness of the framework, failure to follow instructions, and model hallucination problems. To address these problems, we propose OpenSearch-SQL, which divides the Text-to-SQL task into four main modules: Preprocessing, Extraction, Generation, and Refinement, along with an Alignment module based on a consistency alignment mechanism. This architecture aligns the inputs and outputs of agents through the Alignment module, reducing failures in instruction following and hallucination. Additionally, we designed an intermediate language called SQL-Like and optimized the structured CoT based on SQL-Like. Meanwhile, we developed a dynamic few-shot strategy in the form of self-taught Query-CoT-SQL. These methods have significantly improved the performance of LLMs in the Text-to-SQL task. In terms of model selection, we directly applied the base LLMs without any post-training, thereby simplifying the task chain and enhancing the framework's portability. Experimental results show that OpenSearch-SQL achieves an execution accuracy(EX) of 69.3% on the BIRD development set, 72.28% on the test set, and a reward-based validity efficiency score (R-VES) of 69.36%, with all three metrics ranking first at the time of submission. These results demonstrate the comprehensive advantages of the proposed method in both effectiveness and efficiency.

Text-to-SQL aims to convert natural language questions into executable SQL queries. While previous approaches, such as skeleton-masked selection, have demonstrated strong performance by retrieving similar training examples to guide large language models (LLMs), they struggle in real-world scenarios where such examples are unavailable. To overcome this limitation, we propose Self-Augmentation in-context learning with Fine-grained Example selection for Text-to-SQL (SAFE-SQL), a novel framework that improves SQL generation by generating and filtering self-augmented examples. SAFE-SQL first prompts an LLM to generate multiple Text-to-SQL examples relevant to the test input. Then SAFE-SQL filters these examples through three relevance assessments, constructing high-quality in-context learning examples. Using self-generated examples, SAFE-SQL surpasses the previous zero-shot, and few-shot Text-to-SQL frameworks, achieving higher execution accuracy. Notably, our approach provides additional performance gains in extra hard and unseen scenarios, where conventional methods often fail.